# ISO/IEC 42001 Lead Auditor (training course)

> Lead audits of AI management systems to certification-body standard.

URL: https://securei3.com/training/iso-42001-lead-auditor/
Level: Lead auditor
Duration: 5 days
Formats: Virtual instructor-led, In-house
Certificate: Certificate of achievement (on passing) or attendance from Secure iQube

## Who should attend

- Experienced auditors extending into AI
- AI governance and assurance professionals
- Consultants

## Learning outcomes

- Plan and lead AIMS audits
- Evaluate AI risk and impact assessments
- Audit AI life-cycle and third-party controls
- Report and follow up findings

## Overview

This five-day course develops the skills to lead first-, second- and third-party audits of an AI management system against ISO/IEC 42001:2023. You learn how to audit AI governance, risk and impact assessments, data and life-cycle controls and third-party AI, applying ISO 19011 audit principles and certification-body practice.

## Why attend

- Lead AIMS audits as demand for ISO/IEC 42001 grows
- Understand what certification auditors look for in AI governance
- Combine AI and information security audit skills
- Practise on a realistic AI case study

## Agenda

### Day 1: AI management systems and ISO/IEC 42001
- AI concepts, risks and regulation
- ISO/IEC 42001 requirements and Annex A
- Certification process

### Day 2: Audit principles and preparation
- Risk-based auditing for AI
- Stage 1 review of AI inventory, policy and assessments
- Audit plan and test plans

### Day 3: Conducting the audit
- Interviewing technical and business teams
- Sampling AI systems, data and records
- Drafting findings

### Day 4: Closing the audit
- Audit conclusions and report
- Follow-up and surveillance
- Managing an audit programme

### Day 5: Case study and exam
- Case study debrief
- Written exam

Prerequisites: Good understanding of ISO/IEC 42001 and audit experience in any management system.
Assessment: Written exam and case study. Continuous assessment of the audit case study and a 2-hour written exam on day 5, closed book. Pass mark 70%. Participants who pass receive a certificate of achievement. Options for accredited personnel certification exams are available on request.
CPD hours: 35

Included:
- Course slides and participant notes
- Practical workbook with exercises and case studies
- Templates you can adapt for your organisation
- Certificate of completion
- 30 days of post-course Q&A support by email
- Refreshments and lunch for classroom sessions

## Frequently asked questions

### Will this make me a certified lead auditor?

You receive a Secure iQube certificate of achievement when you pass our exam. If you need an accredited personnel certification, ask us about exam options when you enquire.

### How are virtual sessions run?

Live, instructor-led sessions on Microsoft Teams or Zoom, with breakout rooms for exercises, the same materials as the classroom and short breaks every 90 minutes. You need a stable internet connection and a webcam.

### Can this course be run for our team only?

Yes. We deliver it privately, online or at your premises, and use examples from your own systems. In-house delivery is usually more cost-effective for six or more participants.

### How much does it cost?

Fees depend on format, location and group size. Send an enquiry and we will reply with dates and a quote within one working day.


Enquire: https://securei3.com/training/iso-42001-lead-auditor/#enquire